--- title: Supply Chain and S&OP Compliance & Assessment description: A key part of deployment of an operating model or blueprint is checking compliance. Be careful not to confuse this with a deep dive process assessment. image: https://supplychain.enchange.com/hs-fs/file-15785930-jpg/blog_images/i_love_being_compliant-resized-600.jpg --- [Login](https://www.enchange.com/login/) - - - - [![Enchange](https://supplychain.enchange.com/hubfs/Enchange_October2019/Image/logo.png)](https://www.enchange.com/) # Route to Market & Supply Chain Blog # Supply Chain and S&OP Compliance & Assessment Posted by Michael Thompson on Wed, May 18, 2011 - [Tweet](https://twitter.com/share) My earlier blogs about [supply chain and S&OP compliance](https://supplychain.enchange.com/bid/37307/supply-chain-and-s-op-convergence-checking-compliance) have prompted a number of further discussions. ![I love being compliant resized 600](https://supplychain.enchange.com/hs-fs/file-15785930-jpg/blog_images/i_love_being_compliant-resized-600.jpg)One particular issue that has emerged is an area of potential confusion. It came to light during a recent discussion with a Supply Chain Executive of an FMCG multinational.  **SCE (Supply Chain Executive)** - You have mentioned the need to produce a checklist based upon an operating model. Indeed this was noted as [“Step 2” in one of your blogs](https://supplychain.enchange.com/bid/37863/supply-chain-and-s-op-compliance-5-steps-to-making-it-happen).  We tried this and it looked very similar to the list that we previously used to assess our supply chain. **Mike**  Good. It is supposed to. However, there is a significant difference between a ‘deep dive’ assessment of the supply chain and a regular operational compliance check. **SCE**  Please explain. **Mike**  A supply chain assessment is a periodic event that assesses the status of the supply chain and can, for example, measure supply chain maturity.  It is akin to an audit and typically takes between one and three weeks for a operating company, depending on the level of detail.  A monthly compliance check is a simple and quick method of assessing the extent to which there is compliance against, for example, a set of supply chain process standards that have been developed and deployed. **SCE**  I can understand that.  But you said that the two are similar.  **Mike**  Yes. The two are similar in so much that they should be closely aligned. Ideally the compliance checklist should be fully supportive of the supply chain assessment originally used, assuming that you wish to measure compliance based upon the original assessment (audit).  The difference is that the compliance check is a simplified and more ‘user friendly’ version. **SCE**  So at one level they could be almost identical? **Mike**  Yes. For example, you may wish to use the same key activities (e.g. demand planning) and the same checklist criteria within each key activity but please remember that the compliance checklist must be simple. **SCE**  How can I make the monthly checklist simple if the original assessment was far more complicated? **Mike** Try this test.  For each item on the checklist, make sure that it can be answered with a “yes” or “no” response. **SCE**  Sounds straight forward.  Let me try. **Mike**  It is not too difficult but does need to be carefully thought through. **SCE**  Leave it with me .... **![S&OP Compliance](https://supplychain.enchange.com/hs-fs/file-15785930-jpg/blog_images/i_love_being_compliant-resized-600.jpg?width=77&height=77&name=i_love_being_compliant-resized-600.jpg)**   **Read other posts regarding Complience [HERE](https://supplychain.enchange.com/?Tag=Compliance).**   Image credit: [zazzle.co.uk](http://www.zazzle.co.uk/i_love_being_compliant_mug-168928995501425412) Tags: [FMCG](https://supplychain.enchange.com/topic/fmcg), [Michael Thompson](https://supplychain.enchange.com/topic/michael-thompson), [S&OP](https://supplychain.enchange.com/topic/sop), [Forecasting & Demand Planning](https://supplychain.enchange.com/topic/forecasting-demand-planning), [Compliance](https://supplychain.enchange.com/topic/compliance) ### Subscribe Here! ## Implementation Guide - 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